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Advisor at IRONWOOD FINANCIAL, LLC
TUCSON, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| IRONWOOD FINANCIAL, LLC | Independent wealth | Oct 8, 2009 | n/a | yes | TUCSON, AZ|TUCSON, AZ | Current employment |
| NEXT FINANCIAL GROUP, INC. | Former SEC adviser | Mar 28, 2006 | Sep 4, 2014 | no | TUCSON, AZ|TUCSON, AZ | Previous registration |
| MARATHON ADVISORS, INC | n/a | Jan 30, 2003 | Jun 5, 2006 | no | TUCSON, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NEXT FINANCIAL GROUP, INC. | IRONWOOD FINANCIAL, LLC | Sep 4, 2014 | Oct 8, 2009 | -1,792 | Firm change after gap | Other |
| MARATHON ADVISORS, INC | NEXT FINANCIAL GROUP, INC. | Jun 5, 2006 | Mar 28, 2006 | -69 | Firm change after gap | Other |