DFX Intelligence

M•••••• C•••••••• D••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)18 years in industry

M•••••• C•••••••• D••••••

Advisor at L•• F•••••••• L••

PFLUGERVILLE, TX

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Search this name across graphsid dfx:ria:c163eff9-0fd8-a97b-95cf-82e9c3367621

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 12, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 3, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	May 18, 2023	n/a	yes	PFLUGERVILLE, TX	Current employment
S••	Bd affiliated wealth	Sep 7, 2012	May 18, 2023	no	ANN ARBOR, MI\|ANN ARBOR, MI\|PFLUGERVILLE, TX\|Pflugerville, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••	L•• F•••••••• L••	May 18, 2023	May 18, 2023	0	Bulk transfer	Ibd to ibd
C•••• I••••••••• S••••••• C••••	S••	Sep 10, 2012	Sep 7, 2012

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: current employment
May 18, 2023 to presentfactForm ADV
→ S••Registered adviserregistration: previous registration
Sep 7, 2012 to May 18, 2023factForm ADV
→ C•••• I••••••••• S••••••• C••••Registered adviserregistration: previous registration
Aug 19, 2011 to Sep 10, 2012factForm ADV
→ E••••• J••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c163eff9-0fd8-a97b-95cf-82e9c3367621
First observed: Jan 12, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.