DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at CETERA INVESTMENT ADVISERS LLC
MARLTON, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Jun 29, 2023 | n/a | yes | MARLTON, NJ | Current employment |
| SUMMIT FINANCIAL GROUP INC | Former SEC adviser | Sep 1, 2016 | May 20, 2021 | no | MARLTON, NJ | Previous registration |
| VSR ADVISORY SERVICES | Former SEC adviser | Nov 10, 2006 | Sep 1, 2016 | no | OVERLAND PARK, KS|MARLTON, NJ|LAWRENCE, KS|OVERLAND PARK, KS | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jul 1, 2003 | Nov 13, 2006 | no | MARLTON, NJ|MARLTON, NJ | Previous registration |
| PRUDENTIAL EQUITY GROUP, LLC | n/a | Dec 11, 2002 | Jul 1, 2003 | no | MARLTON, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SUMMIT FINANCIAL GROUP INC | CETERA INVESTMENT ADVISERS LLC | May 20, 2021 | Jun 29, 2023 | 770 | Bulk transfer | Ibd to ibd |
| VSR ADVISORY SERVICES | SUMMIT FINANCIAL GROUP INC | Sep 1, 2016 | Sep 1, 2016 | 0 | Bulk transfer | Other |
| WELLS FARGO ADVISORS | VSR ADVISORY SERVICES | Nov 13, 2006 | Nov 10, 2006 | -3 | Firm change | Other |
| PRUDENTIAL EQUITY GROUP, LLC | WELLS FARGO ADVISORS | Jul 1, 2003 | Jul 1, 2003 | 0 | Bulk transfer | Other |