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RIA / WealthAdvisordual registered (broker-dealer)36 years in industry

Robert J Denoo

Advisor at J.P. MORGAN SECURITIES LLC

Chicago, IL | New York, NY

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Search this name across graphsid dfx:ria:c170ed39-59c5-1c0f-a53c-7a34ff5403aa

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 25, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J.P. MORGAN SECURITIES LLC
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 8, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Aug 8, 1990
First registration: Oct 25, 2002
Dual registered: yes, broker-dealer
Other names: BOB JAMES DENOO|ROBERT JAMES DENOO
IAPD individual key: 2060418

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	n/a	yes	Chicago, IL\|New York, NY	Current employment
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Jan 3, 2007	Oct 1, 2012	no	CHICAGO, IL\|CHICAGO, IL	Previous registration
J.P. MORGAN SECURITIES INC.	n/a	Sep 27, 2006	Oct 16, 2006	no	NEW YORK, NY	Previous registration
BANC ONE SECURITIES CORPORATION	n/a	Oct 25, 2002	Sep 27, 2006	no	CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other
J.P. MORGAN SECURITIES INC.	CHASE INVESTMENT SERVICES CORP.	Oct 16, 2006	Jan 3, 2007	79	Firm change	Other
BANC ONE SECURITIES CORPORATION	J.P. MORGAN SECURITIES INC.	Sep 27, 2006	Sep 27, 2006	0	Bulk transfer	Other

Relationships

Registered with (4)

→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: current employment
Oct 1, 2012 to presentfactForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Jan 3, 2007 to Oct 1, 2012factForm ADV
→ J.P. MORGAN SECURITIES INC.Registered adviserregistration: previous registration
Sep 27, 2006 to Oct 16, 2006factForm ADV
→ BANC ONE SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Oct 25, 2002 to Sep 27, 2006factForm ADV

Dated events

No dated event names this entity yet.