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Advisor at PACIFIC FINANCIAL PLANNERS, LLC
LAGUNA NIGUEL, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PACIFIC FINANCIAL PLANNERS, LLC | State registered | Jul 22, 2025 | n/a | yes | LAGUNA NIGUEL, CA | Current employment |
| WESTERN INTERNATIONAL SECURITIES | Former SEC adviser | Jul 30, 2007 | Aug 15, 2007 | no | Laguna Hills, CA|Laguna Niguel, CA|Newport Beach, CA|PASADENA, CA|NEWPORT, CA|PASADENA, CA|Pasadena, CA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Sep 10, 2001 | Jun 25, 2004 | no | NEWPORT BEACH, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WESTERN INTERNATIONAL SECURITIES | PACIFIC FINANCIAL PLANNERS, LLC | Aug 15, 2007 | Jul 22, 2025 | 6,551 | Firm change after gap | Other |
| WELLS FARGO ADVISORS | WESTERN INTERNATIONAL SECURITIES | Jun 25, 2004 | Jul 30, 2007 | 1,130 | Firm change after gap | Other |