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RIA / WealthAdvisor28 years in industry

ANDREW HARRIS JACOBSON

Advisor at STEELPEAK WEALTH, LLC

LOS ANGELES, CA

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Search this name across graphsid dfx:ria:c180bda8-c8a0-2fb8-6831-fd3c86ff20a8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Dec 22, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STEELPEAK WEALTH, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 10, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Sep 10, 1998
First registration: Dec 22, 1998
Dual registered: no
IAPD individual key: 3099056

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STEELPEAK WEALTH, LLC	Independent wealth	Aug 31, 2017	n/a	yes	LOS ANGELES, CA	Current employment
WELLS FARGO ADVISORS	Wirehouse	Nov 21, 2013	Sep 22, 2017	no	WOODLAND HILLS, CA	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Dec 2, 2013	no	Sherman Oaks, CA	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Mar 20, 2008	Jun 1, 2009	no	SHERMAN OAKS, CA	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Jan 28, 2005	Apr 18, 2008	no	ENCINO, CA\|Sherman Oaks, CA	Previous registration
MORGAN STANLEY DW INC.	n/a	Dec 22, 1998	Feb 1, 2005	no	VALENCIA, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	STEELPEAK WEALTH, LLC	Sep 22, 2017	Aug 31, 2017	-22	Firm change	Other
MORGAN STANLEY	WELLS FARGO ADVISORS	Dec 2, 2013	Nov 21, 2013	-11	Firm change	Wirehouse to wirehouse
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
UBS FINANCIAL SERVICES INC.	CITIGROUP GLOBAL MARKETS INC.	Apr 18, 2008	Mar 20, 2008	-29	Firm change	Other
MORGAN STANLEY DW INC.	UBS FINANCIAL SERVICES INC.	Feb 1, 2005	Jan 28, 2005	-4	Firm change	Other

Relationships

Registered with (6)

→ STEELPEAK WEALTH, LLCRegistered adviserregistration: current employment
Aug 31, 2017 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Nov 21, 2013 to Sep 22, 2017factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Dec 2, 2013factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Mar 20, 2008 to Jun 1, 2009factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jan 28, 2005 to Apr 18, 2008factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Dec 22, 1998 to Feb 1, 2005factForm ADV

Dated events

No dated event names this entity yet.