DFX Intelligence

J••• S••••• D•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)40 years in industry

J••• S••••• D•••••

Advisor at U•• F•••••••• S••••••• I•••

WICHITA, KS

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Search this name across graphsid dfx:ria:c1810e87-a121-59cb-539a-417c929a8478

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 11, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U•• F•••••••• S••••••• I•••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Sep 6, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U•• F•••••••• S••••••• I•••	Wirehouse	Mar 7, 2011	n/a	yes	WICHITA, KS	Current employment
F••••••••• A•••• M••••••••• • R•••••••• I•••	Former SEC adviser	Aug 11, 2008	Mar 2, 2010	no	OMAHA, NE	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••••••• A•••• M••••••••• • R•••••••• I•••	U•• F•••••••• S••••••• I•••	Mar 2, 2010	Mar 7, 2011	370	Firm change	Other

Relationships

Registered with (2)

→ U•• F•••••••• S••••••• I•••Registered adviserregistration: current employment
Mar 7, 2011 to presentfactForm ADV
→ F••••••••• A•••• M••••••••• • R•••••••• I•••Registered adviserregistration: previous registration
Aug 11, 2008 to Mar 2, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c1810e87-a121-59cb-539a-417c929a8478
First observed: Aug 11, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.