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RIA / WealthAdvisor35 years in industry

GREGORY WENDELL QUON

Advisor at CORE INVESTMENT MANAGEMENT, LLC

NEWPORT BEACH, CA

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Search this name across graphsid dfx:ria:c19721d3-1b8e-752f-ffc0-cc79272ba4fc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 18, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CORE INVESTMENT MANAGEMENT, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 7, 1990earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63
First exam: Nov 7, 1990
First registration: Oct 18, 2005
Dual registered: no
IAPD individual key: 2097215

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CORE INVESTMENT MANAGEMENT, LLC	State registered	Aug 11, 2025	n/a	yes	NEWPORT BEACH, CA	Current employment
QUESTAR ASSET MANAGEMENT, INC.	Former SEC adviser	Jan 10, 2011	Nov 2, 2012	no	MINNEAPOLIS, MN	Previous registration
B RILEY WEALTH MANAGEMENT	Former SEC adviser	Mar 1, 2007	Dec 31, 2010	no	Memphis, TN\|HARTVILLE, OH\|PASEDENA, CA	Previous registration
CAPITAL SECURITIES OF AMERICA, INC.	n/a	Oct 18, 2005	Mar 1, 2007	no	HARTVILLE, OH\|PASADENA, CA\|HARTVILLE, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
QUESTAR ASSET MANAGEMENT, INC.	CORE INVESTMENT MANAGEMENT, LLC	Nov 2, 2012	Aug 11, 2025	4,665	Firm change after gap	Other
B RILEY WEALTH MANAGEMENT	QUESTAR ASSET MANAGEMENT, INC.	Dec 31, 2010	Jan 10, 2011	10	Firm change	Other
CAPITAL SECURITIES OF AMERICA, INC.	B RILEY WEALTH MANAGEMENT	Mar 1, 2007	Mar 1, 2007	0	Firm change	Other

Relationships

Registered with (4)

→ CORE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: current employment
Aug 11, 2025 to presentfactForm ADV
→ QUESTAR ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Jan 10, 2011 to Nov 2, 2012factForm ADV
→ B RILEY WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Mar 1, 2007 to Dec 31, 2010factForm ADV
→ CAPITAL SECURITIES OF AMERICA, INC.Registered adviserregistration: previous registration
Oct 18, 2005 to Mar 1, 2007factForm ADV

Dated events

No dated event names this entity yet.