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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

GREGG ALLEN HORSMAN

Advisor at LPL FINANCIAL LLC

ADEL, IA

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Search this name across graphsid dfx:ria:c1997385-c8e5-89a4-bb44-b0d42f3b188a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 24, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63
First exam: Aug 1, 1994
First registration: May 24, 1999
Dual registered: yes, broker-dealer
IAPD individual key: 2520170

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jun 14, 2019	n/a	yes	ADEL, IA	Current employment
H. BECK, INC.	Former SEC adviser	May 27, 2016	Jun 14, 2019	no	Clive, IA\|Rockville, MD	Previous registration
VSR ADVISORY SERVICES	Former SEC adviser	Feb 7, 2003	May 27, 2016	no	OVERLAND PARK, KS\|DRIPPING SPRINGS, TX\|CLIVE, IA\|CLIVE, IA\|OVERLAND PARK, KS	Previous registration
THE MASTERS, INC.	n/a	May 24, 1999	Feb 7, 2003	no	WEST DES MOINES, IA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Kind	Move type
H. BECK, INC.	LPL FINANCIAL LLC	Jun 14, 2019	Jun 14, 2019	Firm change	Ibd to RIA
VSR ADVISORY SERVICES	H. BECK, INC.	May 27, 2016	May 27, 2016	Firm change	Other
THE MASTERS, INC.	VSR ADVISORY SERVICES	Feb 7, 2003	Feb 7, 2003	Bulk transfer	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jun 14, 2019 to presentfactForm ADV
→ H. BECK, INC.Registered adviserregistration: previous registration
May 27, 2016 to Jun 14, 2019factForm ADV
→ VSR ADVISORY SERVICESRegistered adviserregistration: previous registration
Feb 7, 2003 to May 27, 2016factForm ADV
→ THE MASTERS, INC.Registered adviserregistration: previous registration
May 24, 1999 to Feb 7, 2003factForm ADV

Dated events

No dated event names this entity yet.