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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

ROBERT STEVEN GOLDEN

Advisor at WELLS FARGO ADVISORS

EL SEGUNDO, CA | BEVERLY HILLS, CA | IRVINE, CA | TORRANCE, CA

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Search this name across graphsid dfx:ria:c19d269f-df23-2adc-f994-ccf7013cf656

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 30, 1998 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 30, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Jan 24, 2011
First registration: Sep 30, 1998
Dual registered: yes, broker-dealer
IAPD individual key: 1384272

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Sep 8, 2020	n/a	yes	EL SEGUNDO, CA\|BEVERLY HILLS, CA\|TORRANCE, CA\|IRVINE, CA	Current employment
UBS FINANCIAL SERVICES INC.	Wirehouse	Feb 3, 2011	Sep 17, 2020	no	BEVERLY HILLS, CA	Previous registration
AMERIPRISE ADVISOR SERVICES, INC.	n/a	Jan 18, 2005	Mar 1, 2006	no	PALM BEACH GARDENS, FL	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Sep 30, 1998	Jan 14, 2005	no	BOCA RATON, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UBS FINANCIAL SERVICES INC.	WELLS FARGO ADVISORS	Sep 17, 2020	Sep 8, 2020	-9	Firm change	Wirehouse to wirehouse
AMERIPRISE ADVISOR SERVICES, INC.	UBS FINANCIAL SERVICES INC.	Mar 1, 2006	Feb 3, 2011	1,800	Firm change after gap	Other
UBS FINANCIAL SERVICES INC.	AMERIPRISE ADVISOR SERVICES, INC.	Jan 14, 2005	Jan 18, 2005	4	Firm change	Other

Relationships

Registered with (3)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Sep 8, 2020 to presentfactForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Feb 3, 2011 to Sep 17, 2020factForm ADV
→ AMERIPRISE ADVISOR SERVICES, INC.Registered adviserregistration: previous registration
Jan 18, 2005 to Mar 1, 2006factForm ADV

Dated events

No dated event names this entity yet.