DFX Intelligence

A••• B••••••• K•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner28 years in industry

A••• B••••••• K•••••••

Advisor at M•••••••• A•••• M••••••••• G••••• L••

Pearl River, NY | AVON, CT

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Search this name across graphsid dfx:ria:c19e8ab8-e40d-ece3-3d57-97c42883ded0

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Nov 5, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••••• A•••• M••••••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 15, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••••• A•••• M••••••••• G••••• L••	Independent wealth	Jun 1, 2023	n/a	yes	Pearl River, NY\|AVON, CT	Current employment
O•••• W•••••• I•••	Bd affiliated wealth	Mar 14, 2018	Aug 5, 2021	no	NEW YORK, NY\|WHITE PLAINS, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• A••••••• S•••••••• I•••	O•••• W•••••• I•••	Jun 2, 2023	Mar 14, 2018	-1,906	Firm change after gap	RIA to ibd
O•••• W•••••• I•••	M•••••••• A•••• M••••••••• G••••• L••	Aug 5, 2021	Jun 1, 2023

Relationships

Registered with (4)

→ M•••••••• A•••• M••••••••• G••••• L••Registered adviserregistration: current employment
Jun 1, 2023 to presentfactForm ADV
→ M•••••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jun 5, 2014 to Jun 2, 2023factForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Mar 14, 2018 to Aug 5, 2021factForm ADV
→ V••• F•••••••• A•••••••• I•••

Dated events

Occurred
Jun 2, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c19e8ab8-e40d-ece3-3d57-97c42883ded0
First observed: Nov 5, 2001
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.