DFX Intelligence

R•••••• J• M•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)27 years in industry

R•••••• J• M•••

Advisor at T•• A•••••••• G••••

Boca Raton, FL | LAS VEGAS, NV

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Search this name across graphsid dfx:ria:c1a2cc26-3ab0-9bc3-d961-807427e0a6b2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Aug 31, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• A•••••••• G••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 12, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• A•••••••• G••••	Bd affiliated wealth	May 8, 2026	n/a	yes	Boca Raton, FL\|LAS VEGAS, NV	Current employment
O•••• W•••••• I•••	Bd affiliated wealth	Nov 2, 2018	May 6, 2026	no	BOCA RATON, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• W•••••• I•••	T•• A•••••••• G••••	May 6, 2026	May 8, 2026	2	Firm change	Ibd to ibd
S••••••• I••••••••• I•••	O•••• W•••••• I•••	Nov 2, 2018	Nov 2, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
23131:305585:FL:2026-05-06	May 6, 2026	May 8, 2026	BOCA RATON, FL	Firm change

Relationships

Registered with (3)

→ T•• A•••••••• G••••Registered adviserregistration: current employment
May 8, 2026 to presentfactForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Nov 2, 2018 to May 6, 2026factForm ADV
→ S••••••• I••••••••• I•••Registered adviserregistration: previous registration
Aug 31, 2009 to Nov 2, 2018factForm ADV

Dated events

Occurred
May 6, 2026
Advisor changed firm
R•••••• J• M••• left O•••• W•••••• I••• for T•• A•••••••• G•••• (registered 2026-05-08)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c1a2cc26-3ab0-9bc3-d961-807427e0a6b2
First observed: Aug 31, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.