This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

UBS FINANCIAL SERVICES INC.

Current firm class

wirehousederived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jun 28, 2014earliest registration or exam on IAPD

Years in industry

12derivedfrom the industry start date

Years at current firm

3derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Exams

S66|S63

First exam

Jun 28, 2014

First registration

Jun 28, 2016

Dual registered

yes, broker-dealer

Other names

MERILL CARACCIOLO|MERILLYN ALISHA CARACCIOLO|Merillyn Caracciolo|Merillyn A Caracciolo

IAPD individual key

6322201

• Occurred

  Oct 13, 2022
  Advisor changed firm

  Merillyn Alisha Caracciolo left Morgan Stanley for Ubs Financial Services Inc. (registered 2022-09-23)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:c1a4d35d-7399-df2c-3647-3c956a514d3f

First observed

Jun 28, 2016

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.