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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

SEARLE & CO.

CRD 13035

GREENWICH, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c1ab8a63-c5ce-3442-5336-dff5cb2111c9

Data as of Dec 16, 2025 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 1
On other graphs: 0
Observed: Dec 19, 2011 to Dec 16, 2025
36 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=13.0
Regulatory AUM: $630MItem 5.F on the latest filing (2025-12-16); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $601M
Private client RAUM: $625MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 8
RAUM per advisor: $78.7Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 13
Advisory employees: 7
Offices: 4Schedule D 1.F, beyond the principal office
Accounts: 129
Individual clients: 7
High net worth clients: 119
Custody, client assets: $601M
SEC number: 801-68574
CIK: 710127
CRD: 13035
Filings on the tape: 36
First filed: Dec 19, 2011
Latest filed: Dec 16, 2025
Organised: Corporation, CT
Website: searleco.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ROBERT SOUTHWORTH SEARLE	n/a	GREENWICH, CT	23	43	1	yes
THADDEUS SAJOUS COOK	n/a	Garrison, NY \| GREENWICH, CT	23	46	2	yes
GRANT FREDERICK KUPHALL	n/a	GREENWICH, CT \| CHICAGO, IL	23	46	n/a	yes
VIRGINIA MCGOWAN GRAY	n/a	GREENWICH, CT	23	36	n/a	yes
JOHN DAVIS EBERLY	Chartered Financial Analyst	GREENWICH, CT	21	37	n/a	yes
RICHARD JAMES BELL	n/a	Middletown, RI \| GREENWICH, CT	20	40	2	yes
BOB ROBERT SUNNESS	n/a	GREENWICH, CT \| Boca Raton, FL	18	46	n/a	yes
RICHARD ALBERT MORSCH	n/a	LUTZ, FL \| Maryville, TN \| GREENWICH, CT	10	15	n/a	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
SEARLE, ROBERT SOUTHWORTH	PRESIDENT/CHIEF COMPLIANCE OFFICER, CFO	E	yes	11/1982	Dec 19, 2011	Nov 27, 2024
COOK, THADDEUS SAJOUS	VICE PRESIDENT	Na	no	12/1991	Dec 19, 2011	Nov 27, 2024
PETERS, KAREN LYNN	FIN OP	Na	no	12/1991	Dec 19, 2011	Nov 27, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Nov 27, 2024	$649M	$621M	11	7	4	n/a	n/a
2023	Nov 3, 2023	$397M	$376M	12	8	4	n/a	n/a
2022	Dec 6, 2022	$403M	$375M	12	8	4	n/a	n/a
2021	Nov 12, 2021	$363M	$336M	12	8	4	n/a	n/a
2020	Dec 16, 2020	$305M	$282M	12	8	3	n/a	n/a
2019	Dec 13, 2019	$276M	$252M	12	8	4	n/a	n/a
2018	Nov 16, 2018	$337M	$330M	8	8	4	n/a	n/a
2017	Dec 1, 2017	$306M	$217M	12	3	3	n/a	n/a
2016	Nov 23, 2016	$276M	$192M	10	3	n/a	n/a	n/a
2015	Oct 16, 2015	$270M	$264M	13	7	n/a	n/a	n/a
2014	Dec 9, 2014	$306M	$300M	14	8	n/a	n/a	n/a
2013	Nov 1, 2013	$247M	$238M	14	8	n/a	n/a	n/a
2012	Dec 14, 2012	$199M	$194M	14	9	n/a	n/a	n/a
2011	Dec 19, 2011	$126M	$126M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$630M	$397M	58.5%	$363M	20.1%	13	12	4	4

Relationships

Registered with (8)

← RICHARD ALBERT MORSCHAdvisorregistration: current employment
Dec 23, 2025 to presentfactForm ADV
← BOB ROBERT SUNNESSAdvisorregistration: current employment
Jan 14, 2008 to presentfactForm ADV
← RICHARD JAMES BELLAdvisorregistration: current employment
Oct 5, 2005 to presentfactForm ADV
← JOHN DAVIS EBERLYAdvisorregistration: current employment
Feb 2, 2005 to presentfactForm ADV
← VIRGINIA MCGOWAN GRAYAdvisorregistration: current employment
Mar 7, 2003 to presentfactForm ADV
← GRANT FREDERICK KUPHALLAdvisorregistration: current employment
Feb 7, 2003 to presentfactForm ADV
← ROBERT SOUTHWORTH SEARLEAdvisorregistration: current employment
Nov 6, 2002 to presentfactForm ADV
← THADDEUS SAJOUS COOKAdvisorregistration: current employment
Nov 6, 2002 to presentfactForm ADV

Owns (2)

← PETERS, KAREN LYNNOwnerFIN OP, ownership code NA, individual
Dec 19, 2011 to Nov 27, 2024factForm ADV
← COOK, THADDEUS SAJOUSOwnerVICE PRESIDENT, ownership code NA, individual
Dec 19, 2011 to Nov 27, 2024factForm ADV

Controls (1)

← SEARLE, ROBERT SOUTHWORTHOwnerPRESIDENT/CHIEF COMPLIANCE OFFICER, CFO, ownership code E, individual
Dec 19, 2011 to Nov 27, 2024factForm ADV

Dated events

Occurred
Nov 27, 2024
Regulatory AUM changed
Searle & Co. reported RAUM $649.0M, up 63% from $397.4M (2024-10-28 to 2024-11-27)
Form ADVobserved 5 days ago
$252M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c1ab8a63-c5ce-3442-5336-dff5cb2111c9
First observed: Dec 19, 2011
Last observed: Dec 16, 2025 9 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SEARLE & CO.

CRD 13035

GREENWICH, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c1ab8a63-c5ce-3442-5336-dff5cb2111c9

Data as of Dec 16, 2025 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:54 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ROBERT SOUTHWORTH SEARLE

n/a

GREENWICH, CT

yes

THADDEUS SAJOUS COOK

n/a

Garrison, NY | GREENWICH, CT

yes

GRANT FREDERICK KUPHALL

n/a

GREENWICH, CT | CHICAGO, IL

n/a

yes

VIRGINIA MCGOWAN GRAY

n/a

GREENWICH, CT

n/a

yes

JOHN DAVIS EBERLY

Chartered Financial Analyst

GREENWICH, CT

n/a

yes

RICHARD JAMES BELL

n/a

Middletown, RI | GREENWICH, CT

yes

BOB ROBERT SUNNESS

n/a

GREENWICH, CT | Boca Raton, FL

n/a

yes

RICHARD ALBERT MORSCH

n/a

LUTZ, FL | Maryville, TN | GREENWICH, CT

n/a

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

SEARLE, ROBERT SOUTHWORTH

PRESIDENT/CHIEF COMPLIANCE OFFICER, CFO

yes

11/1982

Dec 19, 2011

Nov 27, 2024

COOK, THADDEUS SAJOUS

VICE PRESIDENT

12/1991

Dec 19, 2011

Nov 27, 2024

PETERS, KAREN LYNN

FIN OP

12/1991

Dec 19, 2011

Nov 27, 2024

City

State

Country

Employees

Also broker-dealer

n/a

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Nov 27, 2024

$649M

$621M

n/a

2023

Nov 3, 2023

$397M

$376M

n/a

2022

Dec 6, 2022

$403M

$375M

n/a

2021

Nov 12, 2021

$363M

$336M

n/a

2020

Dec 16, 2020

$305M

$282M

n/a

2019

Dec 13, 2019

$276M

$252M

n/a

2018

Nov 16, 2018

$337M

$330M

n/a

2017

Dec 1, 2017

$306M

$217M

n/a

2016

Nov 23, 2016

$276M

$192M

n/a

2015

Oct 16, 2015

$270M

$264M

n/a

2014

Dec 9, 2014

$306M

$300M

n/a

2013

Nov 1, 2013

$247M

$238M

n/a

2012

Dec 14, 2012

$199M

$194M

n/a

2011

Dec 19, 2011

$126M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$630M

$397M

58.5%

$363M

20.1%