DFX Intelligence

A••••• B••••••• K•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor24 years in industry

A••••• B••••••• K•••

Advisor at G•••• W••••• A••••••• L••

GREENWICH, CT | PONTE VEDRA BEACH, FL

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Search this name across graphsid dfx:ria:c1b85645-869c-967b-f8fa-a35b284580c9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Feb 26, 2025 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••• W••••• A••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Feb 28, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G•••• W••••• A••••••• L••	State registered	Mar 31, 2026	n/a	yes	GREENWICH, CT\|PONTE VEDRA BEACH, FL	Current employment
O•••••• C•••••• P•••••••• L••	State registered	Feb 26, 2025	Mar 17, 2026	no	PONTE VEDRA BEACH, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••••• C•••••• P•••••••• L••	G•••• W••••• A••••••• L••	Mar 17, 2026	Mar 31, 2026	14	Firm change	Other

Relationships

Registered with (2)

→ G•••• W••••• A••••••• L••Registered adviserregistration: current employment
Mar 31, 2026 to presentfactForm ADV
→ O•••••• C•••••• P•••••••• L••Registered adviserregistration: previous registration
Feb 26, 2025 to Mar 17, 2026factForm ADV

Dated events

Occurred
Mar 17, 2026
Advisor changed firm
A••••• B••••••• K••• left O•••••• C•••••• P•••••••• L•• for G•••• W••••• A••••••• L•• (registered 2026-03-31)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c1b85645-869c-967b-f8fa-a35b284580c9
First observed: Feb 26, 2025
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.