This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

CALTON & ASSOCIATES, INC.

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Nov 30, 1989earliest registration or exam on IAPD

Years in industry

36derivedfrom the industry start date

Years at current firm

13derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

1

Exams

S66|S63

First exam

Nov 30, 1989

First registration

Oct 13, 2011

Dual registered

yes, broker-dealer

IAPD individual key

2006082

Graph

RIA / Wealth Management

Canonical id

dfx:ria:c1beff7d-9089-7dc4-8258-3fe433de9579

First observed

Oct 13, 2011

Last observed

Sep 15, 2026 4 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.