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S••••••• I••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

S••••••• I••••••••• L••

CRD 160843

NEW YORK, NY

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Search this name across graphsid dfx:ria:c1c85726-94e1-5180-cf94-3510161b4dc6

Data as of Mar 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 22
Dated events: 5
On other graphs: 4
Observed: Feb 13, 2012 to Mar 13, 2026
33 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

S••••••• I••••••••• L••

Venture manager · shared crd

Independent Sponsorsidentity

S••••••• I••••••••• L••

Capital provider to sponsors · shared crd

Private Equityidentity

S••••••• I••••••••• L••

Private equity manager · shared crd

Real Estate Fundsidentity

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.03 fund_share=0.95 institutional_share=0.02 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $5.2BItem 5.F on the latest filing (2026-03-13); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $5.0B
Private client RAUM: $149MderivedItem 5.D individuals plus high net worth individuals
Private client share: 3%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
S••••••• L••••••• M••••• F••• L•••	Hedge Fund	$4.4B	Mar 15, 2024	17	Nov 16, 2015	reported	021-247615
A•••••• L••	Other Private Fund	$1.2B

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••••• V••••••••• N••	GENERAL COUNSEL	Na	yes	01/2022	Mar 15, 2023	Mar 15, 2024
D•• M••••••••• H••••• L••	Member	D	yes	01/2022	Mar 15, 2022

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
B•••• M••••••••• L••	n/a	n/a	n/a	N	yes	n/a
S• G• I• L••	n/a	n/a	n/a	N	yes	n/a
S• G• I•• L••

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$5.2B	$5.2B	0.6%	$4.6B	4.2%	37	42	0	0

Relationships

Advises (14)

→ S••••••• C• H••••••• L••Private fundPrivate Equity Fund, IA
Dec 10, 2021 to presentfactForm ADV
→ R••••• M••••••••• L••Private fundOther Private Fund, IA
Mar 21, 2016 to presentfactForm ADV
→ A•••••• L••Private fundOther Private Fund, IA
Mar 21, 2016 to presentfactForm ADV
→ S••••••• L••••• F••• L•Private fund

Dated events

Occurred
Mar 15, 2023
Control person joined
Valentina Cassata (General Counsel) appeared on Schedule A of S••••••• I••••••••• L••
Form ADVobserved 6 days ago
Occurred
Mar 15, 2021
Regulatory AUM changed
S••••••• I••••••••• L•• reported RAUM $4.8B, up 40% from $3.4B (2020-06-16 to 2021-03-15)
Form ADVobserved 6 days ago
$1.4B
Occurred
Mar 16, 2020
Regulatory AUM changed
S••••••• I••••••••• L•• reported RAUM $3.4B, up 31% from $2.6B (2020-02-14 to 2020-03-16)
Form ADVobserved 6 days ago
$815M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c1c85726-94e1-5180-cf94-3510161b4dc6
First observed: Feb 13, 2012
Last observed: Mar 13, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.