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Advisor at ADVISORS CAPITAL MANAGEMENT, LLC
RIDGEWOOD, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ADVISORS CAPITAL MANAGEMENT, LLC | Independent wealth | Apr 20, 2015 | n/a | yes | RIDGEWOOD, NJ | Current employment |
| NFP ADVISOR SERVICES, LLC | Former SEC adviser | Apr 13, 2009 | Apr 7, 2015 | no | Mendham, NJ | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | May 29, 2007 | Nov 21, 2008 | no | New York, NY | Previous registration |
| CITICORP INVESTMENT SERVICES | n/a | Aug 15, 2006 | May 29, 2007 | no | NEW YORK, NY|NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NFP ADVISOR SERVICES, LLC | ADVISORS CAPITAL MANAGEMENT, LLC | Apr 7, 2015 | Apr 20, 2015 | 13 | Firm change | Other |
| CITIGROUP GLOBAL MARKETS INC. | NFP ADVISOR SERVICES, LLC | Nov 21, 2008 | Apr 13, 2009 | 143 | Firm change | Other |
| CITICORP INVESTMENT SERVICES | CITIGROUP GLOBAL MARKETS INC. | May 29, 2007 | May 29, 2007 | 0 | Bulk transfer | Other |