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Advisor at U.S. BANCORP ADVISORS, LLC
Chaska, MN | Minneapolis, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| U.S. BANCORP ADVISORS, LLC | Bd affiliated wealth | Feb 13, 2026 | n/a | yes | Minneapolis, MN|Chaska, MN | Current employment |
| U.S. BANCORP INVESTMENTS, INC. | Former SEC adviser | Jul 24, 2020 | Feb 13, 2026 | no | Edina, MN|Hopkins, MN|Hopkins, MN|Minneapolis, MN|Chaska, MN | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Mar 25, 2017 | Mar 3, 2020 | no | Plymouth, MN | Previous registration |
| MSI FINANCIAL SERVICES, INC. | Former SEC adviser | Jan 2, 2015 | Mar 25, 2017 | no | MINNETONKA, MN | Previous registration |
| NEW ENGLAND SECURITIES CORPORATION | Former SEC adviser | Jan 31, 2014 | Jan 2, 2015 | no | MINNEAPOLIS, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| U.S. BANCORP INVESTMENTS, INC. | U.S. BANCORP ADVISORS, LLC | Feb 13, 2026 | Feb 13, 2026 | 0 | Bulk transfer | Ibd to ibd |
| MML INVESTORS SERVICES, LLC | U.S. BANCORP INVESTMENTS, INC. | Mar 3, 2020 | Jul 24, 2020 | 143 | Firm change | Ibd to ibd |
| MSI FINANCIAL SERVICES, INC. | MML INVESTORS SERVICES, LLC | Mar 25, 2017 | Mar 25, 2017 | 0 | Bulk transfer | Other |
| NEW ENGLAND SECURITIES CORPORATION | MSI FINANCIAL SERVICES, INC. | Jan 2, 2015 | Jan 2, 2015 | 0 | Bulk transfer | Other |