DFX Intelligence

M•••••• T••••• C••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

M•••••• T••••• C••••••••

Advisor at N••••••••• W••••• P•••••••• I•••

Dewitt, NY | SYRACUSE, NY

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Search this name across graphsid dfx:ria:c1d4bd4a-f7c5-d089-61d4-86c4d5291399

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 7, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••••••••• W••••• P•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 21, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••••••••• W••••• P•••••••• I•••	Independent wealth	Aug 19, 2025	n/a	yes	SYRACUSE, NY\|Dewitt, NY	Current employment
H••• S••••••••• •••• I•••	Bd affiliated wealth	Sep 1, 2006	Sep 15, 2022	no	NEW YORK CITY, NY\|NEW YORK, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H••• S••••••••• •••• I•••	N••••••••• W••••• P•••••••• I•••	Sep 15, 2022	Aug 19, 2025	1,069	Firm change after gap	Ibd to RIA
B••• O• A•••••• I••••••••• S•••••••• I•••	H••• S••••••••• •••• I•••	May 24, 2006	Sep 1, 2006

Relationships

Registered with (4)

→ N••••••••• W••••• P•••••••• I•••Registered adviserregistration: current employment
Aug 19, 2025 to presentfactForm ADV
→ H••• S••••••••• •••• I•••Registered adviserregistration: previous registration
Sep 1, 2006 to Sep 15, 2022factForm ADV
→ B••• O• A•••••• I••••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jul 8, 2004 to May 24, 2006factForm ADV
→ S••••• C•••••• M••••••••• I••Registered adviserregistration: previous registration

Dated events

Occurred
Sep 15, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c1d4bd4a-f7c5-d089-61d4-86c4d5291399
First observed: Aug 7, 2000
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.