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Advisor at WELLS FARGO ADVISORS
KNOXVILLE, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Jul 31, 2018 | n/a | yes | KNOXVILLE, TN | Current employment |
| TOUCHSTONE ADVISORS INC | Asset manager | Sep 5, 2013 | Jan 22, 2015 | no | CINCINNATI, OH|KNOXVILLE, TN | Previous registration |
| SUNTRUST INVESTMENT SERVICES, INC. | Former SEC adviser | Aug 8, 2007 | Sep 10, 2012 | no | KNOXVILLE, TN|KNOXVILLE, TN|LENOIR CITY, TN|NASHVILLE, TN|JOELTON, TN|SPRINGFIELD, TN|KNOXVILLE, TN|KNOXVILLE, TN|KNOXVILLE, TN|KNOXVILLE, TN|KNOXVILLE, TN|KNOXVILLE, TN|KNOXVILLE, TN|KNOXVILLE, TN|KNOXVILLE, TN|KNOXVILLE, TN|KNOXVILLE, TN | Previous registration |
| ESSEX NATIONAL SECURITIES, INC. | Former SEC adviser | Nov 4, 2004 | Jan 20, 2005 | no | NAPA, CA | Previous registration |
| BB&T INVESTMENT SERVICES, INC. | Former SEC adviser | Apr 8, 2002 | Mar 5, 2003 | no | KNOXVILLE, TN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TOUCHSTONE ADVISORS INC | WELLS FARGO ADVISORS | Jan 22, 2015 | Jul 31, 2018 | 1,286 | Firm change after gap | Other |
| SUNTRUST INVESTMENT SERVICES, INC. | TOUCHSTONE ADVISORS INC | Sep 10, 2012 | Sep 5, 2013 | 360 | Firm change | Other |
| ESSEX NATIONAL SECURITIES, INC. | SUNTRUST INVESTMENT SERVICES, INC. | Jan 20, 2005 | Aug 8, 2007 | 930 | Firm change after gap | Other |
| BB&T INVESTMENT SERVICES, INC. | ESSEX NATIONAL SECURITIES, INC. | Mar 5, 2003 | Nov 4, 2004 | 610 | Firm change after gap | Other |