DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

LORI ANN SILVERTHORNE

Advisor at CHARLES SCHWAB & CO., INC.

Towson, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c1e2bb3d-dc75-177d-0aa9-e43d856d51e7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Oct 6, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CHARLES SCHWAB & CO., INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 5, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Oct 5, 2004
First registration: Oct 6, 2004
Dual registered: yes, broker-dealer
Other names: LORI ANN FURLETTI
IAPD individual key: 3083613

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CHARLES SCHWAB & CO., INC.	National bd RIA	Jul 25, 2026	n/a	yes	Towson, MD	Current employment
T. ROWE PRICE ASSOCIATES, INC.	Asset manager	Jun 18, 2020	Jul 14, 2026	no	Baltimore, MD\|Owings Mills, MD	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Apr 28, 2006	Mar 7, 2018	no	Vienna, VA\|Vienna, VA\|Bethesda, MD\|Radnor, PA	Previous registration
CLEARBRIDGE INVESTMENTS, LLC	Mixed wealth	Mar 16, 2006	Apr 3, 2006	no	NEW YORK, NY	Previous registration
LEGG MASON WOOD WALKER, INCORPORATED	n/a	Oct 6, 2004	Jan 24, 2006	no	BALTIMORE, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
T. ROWE PRICE ASSOCIATES, INC.	CHARLES SCHWAB & CO., INC.	Jul 14, 2026	Jul 25, 2026	11	Firm change	Other
CHARLES SCHWAB & CO., INC.	T. ROWE PRICE ASSOCIATES, INC.	Mar 7, 2018	Jun 18, 2020	834	Firm change after gap	Other
CLEARBRIDGE INVESTMENTS, LLC	CHARLES SCHWAB & CO., INC.	Apr 3, 2006	Apr 28, 2006	25	Firm change	Other
LEGG MASON WOOD WALKER, INCORPORATED	CLEARBRIDGE INVESTMENTS, LLC	Jan 24, 2006	Mar 16, 2006	51	Firm change	Other

Relationships

Registered with (4)

→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Apr 28, 2006 to Mar 7, 2018factForm ADV
→ T. ROWE PRICE ASSOCIATES, INC.Registered adviserregistration: previous registration
Jun 18, 2020 to Jul 14, 2026factForm ADV
→ CLEARBRIDGE INVESTMENTS, LLCRegistered adviserregistration: previous registration
Mar 16, 2006 to Apr 3, 2006factForm ADV
→ LEGG MASON WOOD WALKER, INCORPORATEDRegistered adviserregistration: previous registration
Oct 6, 2004 to Jan 24, 2006factForm ADV

Dated events

Occurred
Jul 14, 2026
Advisor changed firm
Lori Ann Silverthorne left T. Rowe Price Associates, Inc. for Charles Schwab & Co., Inc. (registered 2026-07-25)
Form ADVobserved 5 days ago