DFX Intelligence

G•••• S•••• F•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst34 years in industry

G•••• S•••• F•••••

Advisor at Q•••• C••••••• L••

NEW YORK, NY

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 4:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Feb 17, 1994 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: Q•••• C••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 4, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
Q•••• C••••••• L••	Independent wealth	Feb 19, 2021	n/a	yes	NEW YORK, NY	Current employment
P••••••• U••••• A•••••••• I•••	Former SEC adviser	Apr 2, 2018	Nov 11, 2019	no	New York, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••• S••••••••• I•••	P••••••• U••••• A•••••••• I•••	Nov 11, 2019	Apr 2, 2018	-588	Firm change after gap	Other
P••••••• U••••• A•••••••• I•••	Q•••• C••••••• L••	Nov 11, 2019	Feb 19, 2021

Relationships

Registered with (6)

→ Q•••• C••••••• L••Registered adviserregistration: current employment
Feb 19, 2021 to presentfactForm ADV
→ P••••••• S••••••••• I•••Registered adviserregistration: previous registration
Nov 2, 2016 to Nov 11, 2019factForm ADV
→ P••••••• U••••• A•••••••• I•••Registered adviserregistration: previous registration
Apr 2, 2018 to Nov 11, 2019factForm ADV
→ G••••••• F•••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Feb 17, 1994
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.