DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Gregg Scott Fisher
Certified Financial Planner · Chartered Financial Analyst
Feed of 09/14/2026
At current firm
5 y
since Feb 19, 2021
In the industry
34 y
since Sep 4, 1992 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
10
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Quent Capital, LLC independent RIA currentsince Feb 19, 2021 · New York, Ny
- People'S United Advisors, Inc. formerApr 2, 2018 to Nov 11, 2019 · New York, Ny
- People'S Securities, Inc. formerNov 2, 2016 to Nov 11, 2019 · Bridgeport, Ct
- Walnut Street Securities, Inc. formerAug 1, 2003 to Mar 3, 2004 · New York, Ny
- Gerstein Fisher formerJun 18, 2003 to Nov 29, 2016 · New York, Ny
- Nathan & Lewis Securities, Inc. unclassifiedFeb 17, 1994 to Aug 1, 2003 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- People'S Securities, Inc. to People'S United Advisors, Inc.left Nov 11, 2019, registered Apr 2, 2018 (-588 days) · Other
- People'S United Advisors, Inc. to Quent Capital, LLCleft Nov 11, 2019, registered Feb 19, 2021 (466 days) · RIA to RIA
- Gerstein Fisher to Walnut Street Securities, Inc.left Nov 29, 2016, registered Aug 1, 2003 (-4869 days) · Other
- Walnut Street Securities, Inc. to People'S Securities, Inc.left Mar 3, 2004, registered Nov 2, 2016 (4627 days) · Other
- Nathan & Lewis Securities, Inc. to Gerstein Fisherleft Aug 1, 2003, registered Jun 18, 2003 (-44 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address