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CRD 293091
ATLANTA, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| O••••••• S•••• D•••• | Owner | E | yes | 03/2020 | Mar 30, 2020 | Jun 30, 2020 |
| W•••••• C••••••••• J••••• | MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER | E | yes | 11/2017 | Mar 23, 2018 | Jun 30, 2020 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| H•••••• V••••••••• M••••••••• L•• | n/a | Former SEC adviser | $217M | N | no | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2019 | Mar 30, 2020 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2019 | $279M | $16.6M | 1576.0% | n/a | n/a | 1 | 1 | 0 | 0 |
| Owner |
| B |
| no |
| 03/2020 |
| Mar 30, 2020 |
| Jun 30, 2020 |
| $148M |
| 1 |
| 1 |
| 0 |
| n/a |
| n/a |
| 2018 | Mar 28, 2019 | $16.6M | $16.6M | 1 | 1 | 0 | n/a | n/a |