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Advisor at LPL FINANCIAL LLC
AUSTIN, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Feb 27, 2023 | n/a | yes | AUSTIN, TX | Current employment |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Oct 7, 2019 | Mar 2, 2023 | no | AUSTIN, TX | Previous registration |
| EAGLE STRATEGIES LLC | Bd affiliated wealth | Aug 29, 2018 | Sep 20, 2019 | no | AUSTIN, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | LPL FINANCIAL LLC | Mar 2, 2023 | Feb 27, 2023 | -3 | Firm change | Ibd to RIA |
| EAGLE STRATEGIES LLC | MML INVESTORS SERVICES, LLC | Sep 20, 2019 | Oct 7, 2019 | 17 | Firm change | Ibd to ibd |