DFX Intelligence

M•••••• S••• M••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner33 years in industry

M•••••• S••• M••••••••

Advisor at C•••••• A•••• M••••••••• L••

West Palm Beach, FL | CHICAGO, IL

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Search this name across graphsid dfx:ria:c1f8abf9-408b-6e51-affe-b38f8dcb77a5

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Mar 23, 1993 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• A•••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 23, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• A•••• M••••••••• L••	Independent wealth	Aug 25, 2026	n/a	yes	CHICAGO, IL\|West Palm Beach, FL	Current employment
U•• F•••••••• S••••••• I•••	Wirehouse	May 4, 2015	Sep 4, 2026	no	BOCA RATON, FL\|Boca Raton, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••• I•••	C•••••• A•••• M••••••••• L••	Sep 4, 2026	Aug 25, 2026	-10	Firm change	Wirehouse to RIA
O••••••••• • C•• I•••	U•• F•••••••• S••••••• I•••	May 4, 2015	May 4, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
8174:288566:FL:2026-09-03	Sep 4, 2026	Aug 25, 2026	BOCA RATON, FL	Firm change
249:8174:FL:2015-05-04	May 4, 2015	May 4, 2015	BOCA RATON, FL	Firm change

Relationships

Registered with (6)

→ C•••••• A•••• M••••••••• L••Registered adviserregistration: current employment
Aug 25, 2026 to presentfactForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
May 4, 2015 to Sep 4, 2026factForm ADV
→ O••••••••• • C•• I•••Registered adviserregistration: previous registration
Mar 24, 2009 to May 4, 2015factForm ADV
→ S••••••• G•••• C••••••Registered adviser

Dated events

Occurred
Sep 4, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c1f8abf9-408b-6e51-affe-b38f8dcb77a5
First observed: Mar 23, 1993
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.