This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jun 1, 2014earliest registration or exam on IAPD

Years in industry

12derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Designations

Certified Financial Planner

Exams

S66

First exam

Dec 8, 2015

First registration

Aug 31, 2016

Dual registered

yes, broker-dealer

Other names

DAVID J PRENDERGAST

IAPD individual key

6210666

• Occurred

  May 4, 2026
  Advisor changed firm

  David John Prendergast left Commonwealth Financial Network for Financial Strategies Retirement Partners (registered 2021-06-30)

  Form ADVobserved 4 days ago
• Occurred

  Apr 8, 2026
  Advisor changed firm

  David John Prendergast left Financial Strategies Retirement Partners for Raymond James Financial Services Advisors, Inc (registered 2026-05-04)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:c1fad36c-a70f-0cfc-b074-9151e612e548

First observed

Aug 31, 2016

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.