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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

SCHUYLKILL CAPITAL MANAGEMENT, LLC

CRD 106930

PHILADELPHIA, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c20484d7-58e7-447d-e445-966277642be8

Data as of Jun 20, 2012 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 2, 2012 to Jun 20, 2012
4 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $45.3MItem 5.F on the latest filing (2012-06-20); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $14.7M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts: 57
SEC number: 801-37926
CRD: 106930
Filings on the tape: 4
First filed: Mar 2, 2012
Latest filed: Jun 20, 2012
Organised: Limited Liability Company, Pennsylvania

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
JAMES LEWIS FAMILY INVESTMENT LIMITED PARTNERSHIP	Member	C	yes	03/2002	May 24, 2012	Jun 20, 2012
LEWIS, JAMES, WILLIAM	GENERAL PARTNER	E	yes	06/1995	Mar 2, 2012	Jun 20, 2012
TRAUGER, HOWARD, ALBERT	MEMBER/PRESIDENT/TREASURER/CHIEF COMPLIANCE OFFICER	C	yes	10/1990	Mar 2, 2012	Jun 20, 2012
TRAUGER, SHIRLEY, AMBROSE	Member	C	yes	10/1990	Mar 2, 2012	Jun 20, 2012

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Mar 2, 2012	$45.3M	$14.7M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$45.3M	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Relationships

Controls (4)

← TRAUGER, HOWARD, ALBERTOwnerMEMBER/PRESIDENT/TREASURER/CHIEF COMPLIANCE OFFICER, ownership code C, individual
Mar 2, 2012 to presentfactForm ADV
← LEWIS, JAMES, WILLIAMOwnerGENERAL PARTNER, ownership code E, individual
Mar 2, 2012 to presentfactForm ADV
← TRAUGER, SHIRLEY, AMBROSEOwnerMEMBER, ownership code C, individual
Mar 2, 2012 to presentfactForm ADV
← JAMES LEWIS FAMILY INVESTMENT LIMITED PARTNERSHIPOwnerMEMBER, ownership code C, domestic entity
May 24, 2012 to presentfactForm ADV

Registered with (1)

← HOWARD ALBERT TRAUGERAdvisorregistration: previous registration
Feb 19, 1991 to Oct 8, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c20484d7-58e7-447d-e445-966277642be8
First observed: Mar 2, 2012
Last observed: Jun 20, 2012 173 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SCHUYLKILL CAPITAL MANAGEMENT, LLC

CRD 106930

PHILADELPHIA, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c20484d7-58e7-447d-e445-966277642be8

Data as of Jun 20, 2012 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:36 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

JAMES LEWIS FAMILY INVESTMENT LIMITED PARTNERSHIP

Member

yes

03/2002

May 24, 2012

Jun 20, 2012

LEWIS, JAMES, WILLIAM

GENERAL PARTNER

yes

06/1995

Mar 2, 2012

Jun 20, 2012

TRAUGER, HOWARD, ALBERT

MEMBER/PRESIDENT/TREASURER/CHIEF COMPLIANCE OFFICER

yes

10/1990

Mar 2, 2012

Jun 20, 2012

TRAUGER, SHIRLEY, AMBROSE

Member

yes

10/1990

Mar 2, 2012

Jun 20, 2012

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2011

Mar 2, 2012

$45.3M

$14.7M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2011

$45.3M

n/a