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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
HUNTERSVILLE, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Feb 13, 2013 | n/a | yes | HUNTERSVILLE, NC | Current employment |
| MORGAN KEEGAN & COMPANY, LLC | Former SEC adviser | May 1, 2009 | Feb 13, 2013 | no | HUNTERSVILLE, NC|CHARLOTTE, NC | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Feb 21, 2006 | May 20, 2009 | no | CORNELIUS, NC|NEW YORK, NY|CORNELIUS, NC | Previous registration |
| LEGG MASON WOOD WALKER, INCORPORATED | n/a | Nov 8, 2002 | Feb 21, 2006 | no | LAKE NORMAN, NC | Previous registration |
| SCOTT & STRINGFELLOW, LLC | Former SEC adviser | May 29, 1998 | Nov 15, 2002 | no | CHARLOTTE, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN KEEGAN & COMPANY, LLC | RAYMOND JAMES & ASSOCIATES, INC. | Feb 13, 2013 | Feb 13, 2013 | 0 | Bulk transfer | Other |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN KEEGAN & COMPANY, LLC | May 20, 2009 | May 1, 2009 | -19 | Firm change | Other |
| LEGG MASON WOOD WALKER, INCORPORATED | CITIGROUP GLOBAL MARKETS INC. | Feb 21, 2006 | Feb 21, 2006 | 0 | Bulk transfer | Other |
| SCOTT & STRINGFELLOW, LLC | LEGG MASON WOOD WALKER, INCORPORATED | Nov 15, 2002 | Nov 8, 2002 | -7 | Firm change | Other |