DFX Intelligence

A•••• M•••••• M•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor32 years in industry

A•••• M•••••• M•••••••••

Advisor at S••••••••• F•••••••• S••••••••• I••

LONE TREE, CO

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 7, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• F•••••••• S••••••••• I••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jul 26, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••••• F•••••••• S••••••••• I••	State registered	May 5, 2026	n/a	yes	LONE TREE, CO	Current employment
S••••••••• F•••••••• S••••••••• I••	State registered	Jun 20, 2006	Dec 31, 2021	no	LONE TREE, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H•••••• T••••••• • K•••• L••	S••••••••• F•••••••• S••••••••• I••	Apr 26, 2006	Jun 20, 2006	55	Firm change	Other
S••••••• I••••••••• I•••	H•••••• T••••••• • K•••• L••	Mar 11, 2005	Mar 16, 2005

Relationships

Registered with (4)

→ S••••••••• F•••••••• S••••••••• I••Registered adviserregistration: previous registration
Jun 20, 2006 to Dec 31, 2021factForm ADV
→ H•••••• T••••••• • K•••• L••Registered adviserregistration: previous registration
Mar 16, 2005 to Apr 26, 2006factForm ADV
→ S••••••• I••••••••• I•••Registered adviserregistration: previous registration
Sep 4, 2002 to Mar 11, 2005factForm ADV
→ P•••••••• S••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Feb 7, 2000
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.