DFX Intelligence

R••••• A••• K•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner33 years in industry

R••••• A••• K•••

Advisor at A••••••••• S•••••••••

WOODLAND HILLS, CA

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Search this name across graphsid dfx:ria:c2183ec7-7af6-7abe-c382-ab9968811a4b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jul 25, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• S•••••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Aug 11, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• S•••••••••	State registered	Aug 12, 2026	n/a	yes	WOODLAND HILLS, CA	Current employment
A••••••••• S•••••••••	State registered	Jul 25, 2016	Dec 31, 2025	no	Woodland Hills, CA	Previous registration

Relationships

Registered with (1)

→ A••••••••• S•••••••••Registered adviserregistration: previous registration
Jul 25, 2016 to Dec 31, 2025factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c2183ec7-7af6-7abe-c382-ab9968811a4b
First observed: Jul 25, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.