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Advisor at STIFEL, NICOLAUS & COMPANY, INCORPORATED
VERO BEACH, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | National bd RIA | Mar 27, 2009 | n/a | yes | VERO BEACH, FL | Current employment |
| STANFORD GROUP COMPANY | n/a | Jan 31, 2009 | Mar 10, 2009 | no | VERO BEACH, FL | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jan 1, 2008 | Jan 26, 2009 | no | VERO BEACH, FL | Previous registration |
| A. G. EDWARDS & SONS, INC. | n/a | Jul 18, 1994 | Jan 1, 2008 | no | VERO BEACH, FL|ST. LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STANFORD GROUP COMPANY | STIFEL, NICOLAUS & COMPANY, INCORPORATED | Mar 10, 2009 | Mar 27, 2009 | 17 | Firm change | Other |
| WELLS FARGO ADVISORS | STANFORD GROUP COMPANY | Jan 26, 2009 | Jan 31, 2009 | 5 | Firm change | Other |
| A. G. EDWARDS & SONS, INC. | WELLS FARGO ADVISORS | Jan 1, 2008 | Jan 1, 2008 | 0 | Bulk transfer | Other |