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RIA / WealthAdvisor34 years in industry

WILLIAM PATRICK HACKETT

Advisor at WAVE & BREAKOUT L.L.C.

ORLAND PARK, IL

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Search this name across graphsid dfx:ria:c222583c-7354-584e-5cde-2fa72f18544c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Jun 30, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WAVE & BREAKOUT L.L.C.
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 23, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S66|S65|S63
First exam: Mar 23, 1992
First registration: Jun 30, 2004
Dual registered: no
IAPD individual key: 2218642

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WAVE & BREAKOUT L.L.C.	State registered	May 10, 2018	n/a	yes	ORLAND PARK, IL	Current employment
WAVE & BREAKOUT L.L.C.	State registered	May 10, 2018	Dec 31, 2025	no	ORLAND PARK, IL	Previous registration
WAVE & BREAKOUT L.L.C.	State registered	May 10, 2018	Dec 31, 2024	no	ORLAND PARK, IL	Previous registration
WAVE & BREAKOUT L.L.C.	State registered	May 10, 2018	Dec 31, 2023	no	ORLAND PARK, IL	Previous registration
WAVE & BREAKOUT L.L.C.	State registered	May 10, 2018	Dec 31, 2022	no	ORLAND PARK, IL	Previous registration
WADDELL & REED	Former SEC adviser	Jun 30, 2014	Jan 26, 2018	no	MOKENA, IL\|SAVAGE, MN	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	May 15, 2006	Mar 9, 2009	no	CHICAGO, IL	Previous registration
UVEST FINANCIAL SERVICES GROUP, INC.	n/a	Jun 30, 2004	May 15, 2006	no	TINLEY PARK, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WADDELL & REED	WAVE & BREAKOUT L.L.C.	Jan 26, 2018	May 10, 2018	104	Firm change	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	WADDELL & REED	Mar 9, 2009	Jun 30, 2014	1,939	Firm change after gap	Other
UVEST FINANCIAL SERVICES GROUP, INC.	BANC OF AMERICA INVESTMENT SERVICES, INC.	May 15, 2006	May 15, 2006	0	Firm change	Other

Relationships

Registered with (4)

→ WAVE & BREAKOUT L.L.C.Registered adviserregistration: previous registration
May 10, 2018 to Dec 31, 2025factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Jun 30, 2014 to Jan 26, 2018factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
May 15, 2006 to Mar 9, 2009factForm ADV
→ UVEST FINANCIAL SERVICES GROUP, INC.Registered adviserregistration: previous registration
Jun 30, 2004 to May 15, 2006factForm ADV

Dated events

No dated event names this entity yet.