G•• M•••••• U••

Advisor at W••••••••• S•••••• • C••• L••

NEW YORK, NY | CORNWALL BRIDGE, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c226268a-2e1c-0ec4-6b73-6417a5927d17

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 0
On other graphs: 0
Observed: Jul 29, 1980 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••••• S•••••• • C••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 29, 1980earliest registration or exam on IAPD
Years in industry: 46derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Current registrations: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••••• S•••••• • C••• L••	Independent wealth	Jan 19, 2022	n/a	yes	NEW YORK, NY\|NEW YORK, NY\|CORNWALL BRIDGE, CT	Current employment

Relationships

Registered with (1)

→ W••••••••• S•••••• • C••• L••Registered adviserregistration: current employment
Jan 19, 2022 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c226268a-2e1c-0ec4-6b73-6417a5927d17
First observed: Jul 29, 1980
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.