DFX Intelligence
Reading the graph
Reading the graph
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Advisor at A••••• F•••••••• P•••••••• I•••
Melville, NY | DOWNERS GROVE, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A••••• F•••••••• P•••••••• I••• | Independent wealth | Dec 26, 2024 | n/a | yes | DOWNERS GROVE, IL|Melville, NY | Current employment |
| O•••• W•••••• I••• | Bd affiliated wealth | Oct 11, 2024 | Jan 7, 2025 | no | SCOTTSDALE, AZ|Melville, NY|HAUPPAUGE, NY |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| O•••• W•••••• I••• | A••••• F•••••••• P•••••••• I••• | Jan 7, 2025 | Dec 26, 2024 | -12 | Firm change | Ibd to RIA |
| A••••••• P••••••••• A•••••••• I•• | O•••• W•••••• I••• | Oct 11, 2024 | Oct 11, 2024 |
| A••••••• P••••••••• A•••••••• I•• | Former SEC adviser | Aug 17, 2016 | Oct 11, 2024 | no | HOLBROOK, NY | Previous registration |
| L••••• A•••••••• L•• | Former SEC adviser | Oct 23, 2014 | Aug 17, 2016 | no | ASTORIA, NY|PALM BEACH GARDENS, FL | Previous registration |
| B• R•••• W••••• A•••••••• I••• | Bd affiliated wealth | May 2, 2014 | Oct 14, 2014 | no | ASTORIA, NY | Previous registration |
| A•••• • F•••••••• P•••••••• L•• | Former SEC adviser | Mar 1, 2011 | May 6, 2014 | no | ASTORIA, NY | Previous registration |
| A•••• • F•••••••• P•••••••• L•• | Former SEC adviser | Oct 21, 2010 | Nov 5, 2010 | no | MASSAPEQUA PARK, NY | Previous registration |
| C•••• I••••••••• S••••••• C•••• | Former SEC adviser | Jul 17, 2009 | Oct 12, 2010 | no | FOREST HILLS, NY|FLUSHING, NY|REGO PARK, NY|HOWARD BEACH, NY | Previous registration |
| 0 |
| Bulk transfer |
| Ibd to ibd |
| L••••• A•••••••• L•• | A••••••• P••••••••• A•••••••• I•• | Aug 17, 2016 | Aug 17, 2016 | 0 | Firm change | Other |
| B• R•••• W••••• A•••••••• I••• | L••••• A•••••••• L•• | Oct 14, 2014 | Oct 23, 2014 | 9 | Firm change | Other |
| A•••• • F•••••••• P•••••••• L•• | B• R•••• W••••• A•••••••• I••• | May 6, 2014 | May 2, 2014 | -4 | Bulk transfer | Other |
| C•••• I••••••••• S••••••• C•••• | A•••• • F•••••••• P•••••••• L•• | Oct 12, 2010 | Oct 21, 2010 | 9 | Firm change | Other |