This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

UBS FINANCIAL SERVICES INC.

Current firm class

wirehousederived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Nov 1, 2014earliest registration or exam on IAPD

Years in industry

11derivedfrom the industry start date

Years at current firm

4derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Designations

Certified Financial Planner

Exams

S66

First exam

Apr 30, 2015

First registration

May 11, 2015

Dual registered

yes, broker-dealer

Other names

SHARON ROSE FREDETTE|SHARON FREDETTE|SHARON R FREDETTE|SHARON ROSE HARKINSON

IAPD individual key

5814683

• Occurred

  Aug 2, 2022
  Advisor changed firm

  Sharon Harkinson left Steward Partners Investment Advisory, Llc for Ubs Financial Services Inc. (registered 2022-09-02)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:c23409b1-d7ea-4432-fb9e-08e099ef976f

First observed

May 11, 2015

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.