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Advisor at NWF ADVISORY SERVICES INC
Redding, CA | LOS ANGELES, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NWF ADVISORY SERVICES INC | Independent wealth | Feb 16, 2017 | n/a | yes | Redding, CA|LOS ANGELES, CA | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Dec 9, 2024 | Jan 14, 2025 | no | Redding, CA|SAN DIEGO, CA|REDDING, CA | Previous registration |
| WHJR ASSOCIATES | Former SEC adviser | Feb 8, 2000 | Apr 18, 2017 | no | REDDING, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | n/a | Jan 14, 2025 | n/a | n/a | Departure no registered destination | Departure |
| WHJR ASSOCIATES | NWF ADVISORY SERVICES INC | Apr 18, 2017 | Feb 16, 2017 | -61 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 113269:110410:CA:2017-04-18 | Apr 18, 2017 | Feb 16, 2017 | REDDING, CA | Firm change after gap |