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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

RICHARD P DARROW

Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Fountain Inn, SC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c23aa23c-1228-e9f1-4624-70251c0a285e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 29, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Jul 6, 2007
First registration: Jan 29, 2009
Dual registered: yes, broker-dealer
Other names: RICHARD PARK DARROW|RICHARD DARROW|DICK DARROW
IAPD individual key: 5346806

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Feb 16, 2018	n/a	yes	Fountain Inn, SC	Current employment
CETERA ADVISORS LLC	Former SEC adviser	Oct 3, 2016	Feb 26, 2018	no	SIMPSONVILLE, SC	Previous registration
INVESTORS CAPITAL ADVISORY	Former SEC adviser	Aug 21, 2012	Oct 3, 2016	no	LYNNFIELD, MA\|SIMPSONVILLE, SC\|LYNNFIELD, MA	Previous registration
SAGEPOINT FINANCIAL, INC.	Former SEC adviser	Jan 29, 2009	Aug 24, 2012	no	NEWINGTON, CT\|JOHNSTON, RI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA ADVISORS LLC	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Feb 26, 2018	Feb 16, 2018	-10	Firm change	Other
INVESTORS CAPITAL ADVISORY	CETERA ADVISORS LLC	Oct 3, 2016	Oct 3, 2016	0	Channel change	Other
SAGEPOINT FINANCIAL, INC.	INVESTORS CAPITAL ADVISORY	Aug 24, 2012	Aug 21, 2012	-3	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
30613:10299:MA:2016-10-03	Oct 3, 2016	Oct 3, 2016	LYNNFIELD, MA	Firm change

Relationships

Registered with (4)

→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: current employment
Feb 16, 2018 to presentfactForm ADV
→ CETERA ADVISORS LLCRegistered adviserregistration: previous registration
Oct 3, 2016 to Feb 26, 2018factForm ADV
→ INVESTORS CAPITAL ADVISORYRegistered adviserregistration: previous registration
Aug 21, 2012 to Oct 3, 2016factForm ADV
→ SAGEPOINT FINANCIAL, INC.Registered adviserregistration: previous registration
Jan 29, 2009 to Aug 24, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c23aa23c-1228-e9f1-4624-70251c0a285e
First observed: Jan 29, 2009
Last observed: Sep 14, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RICHARD P DARROW

Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Fountain Inn, SC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c23aa23c-1228-e9f1-4624-70251c0a285e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:27 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Bd affiliated wealth

Feb 16, 2018

n/a

yes

Fountain Inn, SC

Current employment

CETERA ADVISORS LLC

Former SEC adviser

Oct 3, 2016

Feb 26, 2018

SIMPSONVILLE, SC

Previous registration

INVESTORS CAPITAL ADVISORY

Former SEC adviser

Aug 21, 2012

Oct 3, 2016

LYNNFIELD, MA|SIMPSONVILLE, SC|LYNNFIELD, MA

Previous registration

SAGEPOINT FINANCIAL, INC.

Former SEC adviser

Jan 29, 2009

Aug 24, 2012

NEWINGTON, CT|JOHNSTON, RI

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

CETERA ADVISORS LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Feb 26, 2018

Feb 16, 2018

-10

Firm change

Other

INVESTORS CAPITAL ADVISORY

CETERA ADVISORS LLC

Oct 3, 2016

Channel change

Other

SAGEPOINT FINANCIAL, INC.

INVESTORS CAPITAL ADVISORY

Aug 24, 2012

Aug 21, 2012

-3

Firm change

Other

Team

Left

Joined

From

Kind

30613:10299:MA:2016-10-03

Oct 3, 2016

LYNNFIELD, MA

Firm change