This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

HENNION & WALSH ASSET MANAGEMENT, INC.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Apr 1, 1994earliest registration or exam on IAPD

Years in industry

32derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Current registrations

1

Registered states

1

Exams

S65|S63

First exam

Nov 20, 2025

Dual registered

yes, broker-dealer

Other names

JAMES TRACY PRUSKOWSKI

IAPD individual key

2611704

Graph

RIA / Wealth Management

Canonical id

dfx:ria:c2416ac7-a8cc-92a8-cfd7-9c629f795aae

First observed

Apr 1, 1994

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.