DFX Intelligence

R••••••• K••••••• R••••• D••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner10 years in industry

R••••••• K••••••• R••••• D••

Advisor at B••••• P••••• A•••••••• L••

Afton, WY | NEWPORT BEACH, CA

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Search this name across graphsid dfx:ria:c2439410-edcb-527e-aa96-30555aeef906

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Aug 29, 2023 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••• P••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••• P••••• A•••••••• L••	Independent wealth	Apr 2, 2026	n/a	yes	NEWPORT BEACH, CA\|Afton, WY	Current employment
C••••	Independent wealth	Aug 29, 2023	May 1, 2026	no	SACRAMENTO, CA\|GLENVIEW, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••	B••••• P••••• A•••••••• L••	May 1, 2026	Apr 2, 2026	-29	Firm change	RIA to RIA

Relationships

Registered with (2)

→ B••••• P••••• A•••••••• L••Registered adviserregistration: current employment
Apr 2, 2026 to presentfactForm ADV
→ C••••Registered adviserregistration: previous registration
Aug 29, 2023 to May 1, 2026factForm ADV

Dated events

Occurred
May 1, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c2439410-edcb-527e-aa96-30555aeef906
First observed: Aug 29, 2023
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.