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RIA / WealthRegistered advisermixed wealth managerSEC registeredRAUM under $100M

UPRIGHT FINANCIAL CORP

CRD 107303

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Search this name across graphsid dfx:ria:c2518ae1-95c2-1da1-21cf-90b3d3f76da6

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 1
Observed: Jan 9, 2012 to Mar 30, 2026
21 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Upright Financial Corp

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: mixed wealth managerderivedprivate_client_share=0.47 fund_share=0.52 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $98.0MItem 5.F on the latest filing (2026-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $98.0M
Private client RAUM: $45.8MderivedItem 5.D individuals plus high net worth individuals
Private client share: 47%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $98.0Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 4
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 36
Individual clients: 19
High net worth clients: 12
Private funds: 1Schedule D 7.B(1)
SEC number: 801-38340
CIK: 1058587
CRD: 107303
Filings on the tape: 21
First filed: Jan 9, 2012
Latest filed: Mar 30, 2026
Organised: Corporation, NJ

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
Liang Chun Wu	n/a	EAST HANOVER, NJ	1	10	n/a	no

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
UPRIGHT CAPITAL USA LLC	Hedge Fund	$7.2M	Jul 1, 2024	7	May 1, 2018	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CHIUEH, YOWSHANG, DAVID	CHIEF COMPLIANCE OFFICER	Na	yes	10/2013	Jan 9, 2012	Jul 1, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
Aviva	n/a	n/a	n/a	N	no	n/a
DAVID YOW-SHANG CHIUEH	n/a	n/a	n/a	N	yes	n/a
MASSMUTUAL FINANCIAL GROUP	n/a	n/a	n/a	N	no	n/a
TRANSPACIFIC AGENCY	n/a	n/a	n/a	N	no	n/a
UPRIGHT INVESTMENTS TRUST	n/a	n/a	n/a	Y	yes	n/a
W. S. VOGEL AGENCY, INC	n/a	n/a	n/a	N	no	n/a
YANG'S PENSION	n/a	n/a	n/a	N	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026	$98.0M	$98.0M	4	2	0	1	n/a
2024	Apr 10, 2025	$83.1M	$83.1M	3	1	0	1	n/a
2023	Jul 1, 2024	$62.6M	$62.6M	3	1	0	1	$7.2M
2022	Mar 30, 2023	$53.6M	$53.6M	3	1	0	1	$4.8M
2021	Apr 22, 2022	$94.8M	$94.8M	3	1	0	1	$12.7M
2020	Jan 15, 2021	$68.4M	$68.4M	4	1	0	1	$4.5M
2018	Apr 1, 2019	$31.1M	$31.1M	4	1	1	1	$4.5M
2017	May 1, 2018	$46.5M	$46.5M	5	5	1	1	$4.5M
2016	Jan 30, 2017	$32.1M	$32.1M	3	3	n/a	n/a	n/a
2015	Jan 29, 2016	$29.1M	$29.1M	1	1	n/a	n/a	n/a
2014	Jan 22, 2015	$30.0M	$30.0M	1	1	n/a	n/a	n/a
2013	Feb 3, 2014	$27.4M	$27.4M	1	1	n/a	n/a	n/a
2011	Jan 9, 2012	$20.0M	$20.0M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$98.0M	$83.1M	18.0%	$53.6M	22.3%	4	3	0	0

Relationships

Registered with (1)

← Liang Chun WuAdvisorregistration: current employment
May 21, 2025 to presentfactForm ADV

Advises (1)

→ UPRIGHT CAPITAL USA LLCPrivate fundHedge Fund, IA
May 1, 2018 to presentfactForm ADV

Controls (1)

← CHIUEH, YOWSHANG, DAVIDOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jan 9, 2012 to Jul 1, 2024factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c2518ae1-95c2-1da1-21cf-90b3d3f76da6
First observed: Jan 9, 2012
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

UPRIGHT FINANCIAL CORP

CRD 107303

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c2518ae1-95c2-1da1-21cf-90b3d3f76da6

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:33 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

Liang Chun Wu

n/a

EAST HANOVER, NJ

n/a

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

UPRIGHT CAPITAL USA LLC

Hedge Fund

$7.2M

Jul 1, 2024

May 1, 2018

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CHIUEH, YOWSHANG, DAVID

CHIEF COMPLIANCE OFFICER

yes

10/2013

Jan 9, 2012

Jul 1, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

Aviva

n/a

DAVID YOW-SHANG CHIUEH

n/a

yes

n/a

MASSMUTUAL FINANCIAL GROUP

n/a

TRANSPACIFIC AGENCY

n/a

UPRIGHT INVESTMENTS TRUST

n/a

yes

n/a

W. S. VOGEL AGENCY, INC

n/a

YANG'S PENSION

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$98.0M

n/a

2024

Apr 10, 2025

$83.1M

n/a

2023

Jul 1, 2024

$62.6M

$7.2M

2022

Mar 30, 2023

$53.6M

$4.8M

2021

Apr 22, 2022

$94.8M

$12.7M

2020

Jan 15, 2021

$68.4M

$4.5M

2018

Apr 1, 2019

$31.1M

$4.5M

2017

May 1, 2018

$46.5M

$4.5M

2016

Jan 30, 2017

$32.1M

n/a

2015

Jan 29, 2016

$29.1M

n/a

2014

Jan 22, 2015

$30.0M

n/a

2013

Feb 3, 2014

$27.4M

n/a

2011

Jan 9, 2012

$20.0M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$98.0M

$83.1M

18.0%

$53.6M

22.3%