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Reading the graph
Advisor at SANDERS MORRIS LLC
Dallas, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SANDERS MORRIS LLC | Independent wealth | Dec 12, 2016 | n/a | yes | Dallas, TX | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Feb 3, 2004 | Nov 28, 2016 | no | DALLAS, TX|DALLAS, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | SANDERS MORRIS LLC | Nov 28, 2016 | Dec 12, 2016 | 14 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 79:20580:TX:2016-11-28 | Nov 28, 2016 | Dec 12, 2016 | DALLAS, TX | Firm change |