DFX Intelligence

A••• • H••••••• C•••••• P•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

A••• • H••••••• C•••••• P•••••••• L••

CRD 315195

WASHINGTON, DC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c2697250-8572-6198-53e6-3611d79ee39e

Data as of May 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 4
On other graphs: 1
Observed: Nov 19, 2025 to May 15, 2026
4 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Independent Sponsorsidentity

A••• • H••••••• C•••••• P•••••••• L••

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $231M••• Locked
Discretionary RAUM: $231M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 10

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
A••• • H••••••• L••••• F••• I• • B• L••	Other Private Fund	$112M	May 15, 2026	38	May 15, 2026	reported	n/a
A••• • H••••••• L••••• F••• I• L••	Other Private Fund	$51.6M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••••• M••••••	Member	B	yes	03/2021	May 15, 2026	May 15, 2026
L••••••••• T•••• E•	MANAGING MEMBER HEAD OF FINANCE	C	yes	03/2021	May 15, 2026	May 15, 2026

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 24, 2026	$231M	$231M	10	7	0	4	n/a

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$231M	n/a	n/a	n/a	n/a	10	n/a	0	n/a

Relationships

Controls (3)

← O•••••••• J••••• P•OwnerMEMBER, ownership code B, individual
May 15, 2026 to presentfactForm ADV
← L••••••••• T•••• E•OwnerMANAGING MEMBER HEAD OF FINANCE, ownership code C, individual
May 15, 2026 to presentfactForm ADV
← B••••••••• M••••••OwnerMEMBER, ownership code B, individual
May 15, 2026 to presentfactForm ADV

Owns (2)

← T•• D•••••••• A• W••• I••••••••OwnerMEMBER, ownership code A, domestic entity

Dated events

Occurred
May 15, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$112M
Occurred
May 15, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$51.6M
Occurred
May 15, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$49.7M
Occurred
May 15, 2026

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c2697250-8572-6198-53e6-3611d79ee39e
First observed: Nov 19, 2025
Last observed: May 15, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.