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RIA / WealthAdvisor29 years in industry

Soo J Lee

Advisor at WEALTH PLANNING ADVISORS LLC

NEW SMYRNA BEACH, FL

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Search this name across graphsid dfx:ria:c273e78f-3c30-09c1-2fc9-2984eb02e116

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 1, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WEALTH PLANNING ADVISORS LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 23, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Sep 23, 1996
First registration: Jan 1, 2011
Dual registered: no
Other names: SOO JUNG LEE|SOO L ANTON
IAPD individual key: 2213989

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WEALTH PLANNING ADVISORS LLC	State registered	Oct 21, 2025	n/a	yes	NEW SMYRNA BEACH, FL	Current employment
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Oct 16, 2015	Jun 30, 2017	no	MONTVALE, NJ\|TEANECK, NJ\|RIDGEFIELD, NJ\|HACKENSACK, NJ\|PALISADES PARK, NJ\|TENAFLY, NJ	Previous registration
PARK AVENUE SECURITIES LLC	Bd affiliated wealth	Feb 5, 2015	Oct 9, 2015	no	FORT LEE, NJ\|PARAMUS, NJ	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 1, 2011	Jan 26, 2015	no	PARAMUS, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PNC WEALTH MANAGEMENT	WEALTH PLANNING ADVISORS LLC	Jun 30, 2017	Oct 21, 2025	3,035	Firm change after gap	Other
PARK AVENUE SECURITIES LLC	PNC WEALTH MANAGEMENT	Oct 9, 2015	Oct 16, 2015	7	Firm change	Other
WELLS FARGO ADVISORS	PARK AVENUE SECURITIES LLC	Jan 26, 2015	Feb 5, 2015	10	Firm change	Other

Relationships

Registered with (4)

→ WEALTH PLANNING ADVISORS LLCRegistered adviserregistration: current employment
Oct 21, 2025 to presentfactForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Oct 16, 2015 to Jun 30, 2017factForm ADV
→ PARK AVENUE SECURITIES LLCRegistered adviserregistration: previous registration
Feb 5, 2015 to Oct 9, 2015factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 1, 2011 to Jan 26, 2015factForm ADV

Dated events

No dated event names this entity yet.