DFX Intelligence
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Reading the graph
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Advisor at A••••• W•••••
Topsfield, MA | WEST HARTFORD, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A••••• W••••• | Independent wealth | Jan 17, 2025 | n/a | yes | WEST HARTFORD, CT|Topsfield, MA | Current employment |
| B••••• F•••••••• G••••• I••• | Former SEC adviser | Feb 11, 2019 | Mar 27, 2025 | no | Braintree, MA|TOPSFIELD, MA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B••••• F•••••••• G••••• I••• | A••••• W••••• | Mar 27, 2025 | Jan 17, 2025 | -69 | Firm change after gap | RIA to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 116817:171106:MA:2025-03-27 | Mar 27, 2025 | Jan 17, 2025 | TOPSFIELD, MA | Firm change after gap |
| B••••• F•••••••• G••••• I••• | Former SEC adviser | Jan 21, 2004 | Nov 7, 2006 | no | BURLINGTON, MA | Previous registration |