DFX Intelligence
Reading the graph
Reading the graph
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Advisor at R•••••• J•••• F•••••••• S••••••• A•••••••• I••
SUFFOLK, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Bd affiliated wealth | Mar 30, 2016 | n/a | yes | SUFFOLK, VA | Current employment |
| R•••••• J•••• • A••••••••• I••• | National bd RIA | Jul 20, 2012 | Mar 23, 2016 | no | VIRGINIA BEACH, VA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| R•••••• J•••• • A••••••••• I••• | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Mar 23, 2016 | Mar 30, 2016 | 7 | Firm change | Other |
| B••• I••••••••• S•••••••• I••• | R•••••• J•••• • A••••••••• I••• | Jul 16, 2012 | Jul 20, 2012 |
| B••• I••••••••• S•••••••• I••• | Former SEC adviser | Jan 26, 2009 | Jul 16, 2012 | no | CHARLOTTE, NC|NORFOLK, VA | Previous registration |
| B••• I••••••••• S•••••••• I••• | Former SEC adviser | Mar 21, 2006 | Dec 31, 2008 | no | VIRGINIA BEACH, VA|NORFOLK, VA|CHARLOTTE, NC|CHARLOTTE, NC | Previous registration |
| B••• A•••• M••••••••• I••• | n/a | Feb 2, 2005 | Mar 21, 2006 | no | RALEIGH, NC | Previous registration |
| 4 |
| Firm change |
| Other |
| B••• A•••• M••••••••• I••• | B••• I••••••••• S•••••••• I••• | Mar 21, 2006 | Mar 21, 2006 | 0 | Firm change | Other |