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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

OAKUM BAY CAPITAL, LLC

CRD 166025

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c27dd4ce-b925-2a09-60ac-a1b85891ab03

Data as of Mar 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 3
On other graphs: 0
Observed: Nov 13, 2012 to Mar 20, 2026
4 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $374MItem 5.F on the latest filing (2026-03-20); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $374M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 1
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1
Individual clients: 0
High net worth clients: 0
Private funds: 1Schedule D 7.B(1)
SEC number: 801-135194
CIK: 1571727
CRD: 166025
Filings on the tape: 4
First filed: Nov 13, 2012
Latest filed: Mar 20, 2026
Organised: Limited Liability Company, DE
Website: oakumbaycapital.com

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
TRIMARC CAPITAL FUND, LP	Hedge Fund	$60.3M	Feb 10, 2015	9	Feb 6, 2012	reported	021-171808
TRIMARC CAPITAL FUND, LP	Hedge Fund	$30.7M	Jan 31, 2024	20	Feb 3, 2016	reported	021-171808
KVO CAPITAL PARTNERS, LP	Hedge Fund	$18.3M	Mar 3, 2014	4	Feb 6, 2012	reported	021-124008

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HUGHES, TIMOTHY, JAMES	CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER/CHIEF FINANCIAL OFFICER	Na	yes	10/2012	Nov 13, 2012	Mar 26, 2013
MADGRA HOLDINGS, LLC	Member	C	yes	10/2012	Nov 13, 2012	Mar 26, 2013
OBERTING, KERNAN, V	MANAGING MEMBER	E	yes	09/2012	Nov 13, 2012	Mar 26, 2013
OBERTING, KERNAN, V	Director	Na	yes	10/2012	Nov 13, 2012	Mar 26, 2013
PARISH, BROOKE, STUART	MANAGING MEMBER	E	yes	10/2009	Nov 13, 2012	Mar 26, 2013
PARISH, BROOKE, STUART	MANAGING MEMBER, PRESIDENT, & CEO	Na	yes	10/2012	Nov 13, 2012	Mar 26, 2013
SAMIR INVESTMENTS HOLDINGS, LLC	Member	C	yes	10/2012	Nov 13, 2012	Mar 26, 2013
TRICA, MICHAEL, HOWARD	Director	Na	yes	10/2012	Nov 13, 2012	Mar 26, 2013
TRICA, MICHAEL, HOWARD	MANAGING MEMBER	E	yes	01/2006	Nov 13, 2012	Mar 26, 2013
TRIMARC CAPITAL ADVISORS, LLC	Member	B	yes	10/2012	Nov 13, 2012	Mar 26, 2013
WHITE MOUNTAINS INSURANCE GROUP, LTD.	Shareholder	E	yes	04/2003	Nov 13, 2012	Mar 26, 2013
WHITE MOUNTAINS CAPITAL, INC.	Member	A	no	10/2012	Nov 13, 2012	Mar 26, 2013

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
KVO PARTNERS, LLC	n/a	n/a	n/a	N	yes	n/a
OAKUM BAY TRIMARC PARTNERS, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 20, 2026	$374M	$374M	1	1	0	1	n/a
2012	Mar 26, 2013	$338M	$338M	7	3	n/a	2	$338M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$374M	n/a	n/a	n/a	n/a	1	n/a	0	n/a

Relationships

Advises (3)

→ TRIMARC CAPITAL FUND, LPPrivate fundHedge Fund, ERA
Feb 3, 2016 to presentfactForm ADV
→ TRIMARC CAPITAL FUND, LPPrivate fundHedge Fund, ERA
Feb 6, 2012 to presentfactForm ADV
→ KVO CAPITAL PARTNERS, LPPrivate fundHedge Fund, ERA
Feb 6, 2012 to presentfactForm ADV

Controls (8)

← PARISH, BROOKE, STUARTOwnerMANAGING MEMBER, ownership code E, individual
Nov 13, 2012 to Mar 26, 2013factForm ADV
← HUGHES, TIMOTHY, JAMESOwnerCHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER/CHIEF FINANCIAL OFFICER, ownership code NA, individual
Nov 13, 2012 to Mar 26, 2013factForm ADV
← OBERTING, KERNAN, VOwnerMANAGING MEMBER, ownership code E, individual
Nov 13, 2012 to Mar 26, 2013factForm ADV
← TRICA, MICHAEL, HOWARDOwnerMANAGING MEMBER, ownership code E, individual
Nov 13, 2012 to Mar 26, 2013factForm ADV
← MADGRA HOLDINGS, LLCOwnerMEMBER, ownership code C, domestic entity
Nov 13, 2012 to Mar 26, 2013factForm ADV
← SAMIR INVESTMENTS HOLDINGS, LLCOwnerMEMBER, ownership code C, domestic entity
Nov 13, 2012 to Mar 26, 2013factForm ADV
← TRIMARC CAPITAL ADVISORS, LLCOwnerMEMBER, ownership code B, domestic entity
Nov 13, 2012 to Mar 26, 2013factForm ADV
← WHITE MOUNTAINS INSURANCE GROUP, LTD.OwnerSHAREHOLDER, ownership code E, foreign entity
Nov 13, 2012 to Mar 26, 2013factForm ADV

Owns (1)

← WHITE MOUNTAINS CAPITAL, INC.OwnerMEMBER, ownership code A, domestic entity
Nov 13, 2012 to Mar 26, 2013factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Nov 13, 2012
Succession filed (Item 4)
Oakum Bay Capital, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 5 days ago
Occurred
Nov 13, 2012
First Form ADV filing
Oakum Bay Capital, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Show 1 bookkeeping events

Occurred
Sep 1, 2026
Oakum Bay Capital, Llc no longer on the SEC adviser roster (last listed 2026-08-03, RAUM $374.0M)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c27dd4ce-b925-2a09-60ac-a1b85891ab03
First observed: Nov 13, 2012
Last observed: Mar 20, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

OAKUM BAY CAPITAL, LLC

CRD 166025

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c27dd4ce-b925-2a09-60ac-a1b85891ab03

Data as of Mar 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:59 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

TRIMARC CAPITAL FUND, LP

Hedge Fund

$60.3M

Feb 10, 2015

Feb 6, 2012

reported

021-171808

TRIMARC CAPITAL FUND, LP

Hedge Fund

$30.7M

Jan 31, 2024

Feb 3, 2016

reported

021-171808

KVO CAPITAL PARTNERS, LP

Hedge Fund

$18.3M

Mar 3, 2014

Feb 6, 2012

reported

021-124008

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HUGHES, TIMOTHY, JAMES

CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER/CHIEF FINANCIAL OFFICER

yes

10/2012

Nov 13, 2012

Mar 26, 2013

MADGRA HOLDINGS, LLC

Member

yes

10/2012

Nov 13, 2012

Mar 26, 2013

OBERTING, KERNAN, V

MANAGING MEMBER

yes

09/2012

Nov 13, 2012

Mar 26, 2013

OBERTING, KERNAN, V

Director

yes

10/2012

Nov 13, 2012

Mar 26, 2013

PARISH, BROOKE, STUART

MANAGING MEMBER

yes

10/2009

Nov 13, 2012

Mar 26, 2013

PARISH, BROOKE, STUART

MANAGING MEMBER, PRESIDENT, & CEO

yes

10/2012

Nov 13, 2012

Mar 26, 2013

SAMIR INVESTMENTS HOLDINGS, LLC

Member

yes

10/2012

Nov 13, 2012

Mar 26, 2013

TRICA, MICHAEL, HOWARD

Director

yes

10/2012

Nov 13, 2012

Mar 26, 2013

TRICA, MICHAEL, HOWARD

MANAGING MEMBER

yes

01/2006

Nov 13, 2012

Mar 26, 2013

TRIMARC CAPITAL ADVISORS, LLC

Member

yes

10/2012

Nov 13, 2012

Mar 26, 2013

WHITE MOUNTAINS INSURANCE GROUP, LTD.

Shareholder

yes

04/2003

Nov 13, 2012

Mar 26, 2013

WHITE MOUNTAINS CAPITAL, INC.

Member

10/2012

Nov 13, 2012

Mar 26, 2013

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

KVO PARTNERS, LLC

n/a

yes

n/a

OAKUM BAY TRIMARC PARTNERS, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 20, 2026

$374M

n/a

2012

Mar 26, 2013

$338M

n/a

$338M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$374M

n/a