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M•••••• L•• S•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor21 years in industry

M•••••• L•• S•••

Advisor at W••••••••• I••••••••• M••••••••• L••

OMAHA, NE | Granite Bay, CA

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Search this name across graphsid dfx:ria:c2843812-0381-644b-7f82-858d1bbe3e0f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 28, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••••• I••••••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 28, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••••• I••••••••• M••••••••• L••	Independent wealth	Nov 8, 2023	n/a	yes	OMAHA, NE\|Granite Bay, CA	Current employment
W••••••••• P•••••••	Former SEC adviser	Nov 3, 2014	Nov 30, 2015	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
W••••••••• P•••••••	W••••••••• I••••••••• M••••••••• L••	Nov 30, 2015	Nov 8, 2023	2,900	Firm change after gap	Other
C••••••• P•••••••	W••••••••• P•••••••	May 14, 2014

Relationships

Registered with (5)

→ W••••••••• I••••••••• M••••••••• L••Registered adviserregistration: current employment
Nov 8, 2023 to presentfactForm ADV
→ W••••••••• P•••••••Registered adviserregistration: previous registration
Nov 3, 2014 to Nov 30, 2015factForm ADV
→ C••••••• P•••••••Registered adviserregistration: previous registration
Sep 16, 2013 to May 14, 2014factForm ADV
→ A•••• F••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c2843812-0381-644b-7f82-858d1bbe3e0f
First observed: Mar 28, 2005
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.