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I•••••• A•••• S•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

I•••••• A•••• S•••••••••

Advisor at F•••• C•••••• A••••••• L••

DENVER, CO

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Search this name across graphsid dfx:ria:c28f7eba-6f94-32e5-c5a1-86cbd40846ab

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Nov 11, 2024 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• C•••••• A••••••• L••
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• C•••••• A••••••• L••	Asset manager	May 15, 2025	n/a	yes	DENVER, CO	Current employment
C•••••• S••••• • C••• I•••	National bd RIA	Nov 11, 2024	Mar 20, 2025	no	Lone Tree, CO

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• S••••• • C••• I•••	F•••• C•••••• A••••••• L••	Mar 20, 2025	May 15, 2025	56	Firm change	Other

Relationships

Registered with (2)

→ F•••• C•••••• A••••••• L••Registered adviserregistration: current employment
May 15, 2025 to presentfactForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Nov 11, 2024 to Mar 20, 2025factForm ADV

Dated events

Occurred
Mar 20, 2025
Advisor changed firm
I•••••• A•••• S••••••••• left C•••••• S••••• • C••• I••• for F•••• C•••••• A••••••• L•• (registered 2025-05-15)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c28f7eba-6f94-32e5-c5a1-86cbd40846ab
First observed: Nov 11, 2024
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.